{"ID":55201,"name":"Raymond B. Yates, M. D., P. C. Profit Sharing Plan v. Hendon","href":"https:\/\/api.oyez.org\/cases\/2003\/02-458","view_count":0,"docket_number":"02-458","additional_docket_numbers":null,"manner_of_jurisdiction":"Writ of \u003Ci\u003Ecertiorari\u003C\/i\u003E","first_party":"Raymond B. Yates, M.D., P.C. Profit Sharing Plan, and Raymond B. Yates, Trustee","second_party":"William T. 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They asked the bankruptcy court to set aside the repayment (interest included) and give it to the creditors.\u003C\/p\u003E\n\u003Cp\u003EYates argued that under the Employee Retirement Income Security Act (ERISA), the interest from the profit sharing\/pension plan could not be seized (except for loans to participants). The bankruptcy court disagreed and granted Yates\u0027 creditors\u0027 requests. The court reasoned that as the sole owner of the business, Yates was an employer under ERISA, not a \u0022participant.\u0022 The plan\u0027s prohibition on interest seizure therefore did not apply. A federal district court and a Sixth Circuit Court of Appeals panel both affirmed.\u003C\/p\u003E\n","question":"\u003Cp\u003EIs the owner of a business a \u0022participant\u0022 in a profit sharing\/pension plan established under the Employee Retirement Income Security Act (ERISA)?\u003C\/p\u003E\n","conclusion":"\u003Cp\u003EYes. Justice Ruth Bader Ginsburg delivered the Court\u0027s unanimous opinion holding that a business owner, such as Yates, qualifies as a \u0022participant\u0022 in an ERISA pension plan. The Court reasoned that this was the intent of Congress and that the act\u0027s text verifies this. In a business in which an ERISA plan covers employees, the employer can essentially qualify as an employee and receive the plan\u0027s protections. In light of this, the Court sent Yates\u0027 bankruptcy issues to a lower court for resolution.\u003C\/p\u003E\n","advocates":[{"advocate":{"ID":36594,"name":"Matthew D. 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